Example/alerts
Alerts
Example · 7 alerts need review
Enterprise-grade
compliance for RIAs.
From $99 a month.
Turret archives your email and website, flags risky mail you send, and gives your marketing a review and approval trail.
Email archive
Every message, sent & received
Rule 204-2
Email surveillance
AI-triaged flags
Rule 206(4)-7
Marketing review
Pre-screen and approval
Rule 206(4)-1
No setup fee · 15-day free trial · Cancel anytime
Three jobs. Pick the one you need.
+ Website archiving
Keep and review our email
$99
/ month
Archive sent and received mail, flag risky outbound email with AI triage, and keep your website on record. Includes 5 mailboxes, then $25 each.
Rule 204-2 · Rule 206(4)-7
Start Email free trialMarketing
+ Website archiving
Get our marketing approved and on file
$99
/ month
Submit a piece, get an AI pre-screen, and have a named reviewer approve the exact version. A retention clock runs per piece, and website archiving is included. No email connection needed. Includes 5 submitters, then $15 each.
Rule 206(4)-1 · Rule 204-2(a)(11)
Start Marketing free trial
Recommended
Saves $20/mo
Complete
Email + Marketing
+ Website archiving
Our email and our marketing, covered
$178
/ month
$198 bought separately
Email and Marketing together, with $20 a month taken off automatically. Extra submitters are $10 a month instead of $15.
- Email archive + surveillance (5 mailboxes)
- Marketing review (5 submitters)
- Website archiving
Rule 204-2 · Rule 206(4)-7 · Rule 206(4)-1
Start Complete free trialNo setup fee · 15-day free trial · monthly or annual billing, cancel anytime · prices exclude tax. Compare plans in detail
Not sure which yet? Start a free trial and choose in setup.
How we compare
Priced and built for a firm your size.
Turret is an email archiving, outbound surveillance and marketing review alternative to Smarsh, Global Relay and RIA in a Box, built for a registered investment adviser with two to twenty employees.
| Comparison |
Turret
Small RIAs
|
Smarsh | Global Relay | RIA in a Box/ ComplySci |
|---|---|---|---|---|
| Built for | Small RIAs | Enterprise | Banks & broker-dealers | RIAs (enterprise skew) |
| Public pricing | From $99/mo | Quote only | Quote only | Quote only |
| Setup fee | None | Yes (est.) | ~$995 + 10-mbx min (est.) | Quote only |
| Contract | Monthly or annual, cancel anytime | Multi-year | Annual committed | Annual |
| Free trial & self-serve | 15-day, self-serve | No | No | Demo only |
| Time to live | ~10 minutes | Weeks + services | Sales + setup | 60–90 days |
| Email archive (Rule 204-2) | Yes | Yes | Yes | Yes |
| AI triage (confidence + reasoning) | Yes | AI supervision | AI supervision | Rules-based |
| Website snapshots (Marketing Rule) | Yes | Yes | No | Yes |
| Marketing review & approval (Rule 206(4)-1) | Yes | Ask the vendor | Ask the vendor | Ask the vendor |
| AI pre-screen of marketing material | Yes | Ask the vendor | Ask the vendor | Ask the vendor |
| Google Workspace & Microsoft 365 | Yes | Ask the vendor | Ask the vendor | Ask the vendor |
| Off-channel (SMS/WhatsApp/social/voice) | Email + website only | Yes | Yes | Limited |
| Compliance-program suite (code of ethics, trading, ADV) | No | No | No | Yes |
Turret’s pricing is public. The incumbents don’t publish pricing — competitor figures are approximate, drawn from resellers and review sites. Where a competitor is genuinely broader (more capture channels, a full compliance-program suite), the table says so: Turret wins on fit, price, and simplicity for a 2–20-person firm. If you need mobile-text capture or a code-of-ethics module today, an incumbent may be the better choice. Sourced pricing for Smarsh and Global Relay, as of September 27, 2026.
Every mailbox archived. Outbound mail checked.
Every mailbox in your firm covered — sent and received archived, outbound scanned for compliance. AI triage gives each alert a confidence score and a short written reason, so a reviewer knows where to start.
See Email complianceAI drafts the checklist, you sign off.
Upload a PDF, Word or PowerPoint file and Turret lists what a reviewer should check under Rule 206(4)-1; it cannot approve, reject or block anything. A named reviewer approves the exact version, each piece gets its own retention clock, and no email connection is needed.
See Marketing complianceExample/marketing
Awaiting review
Not published
Pitch Deck · Collateral
Q3 Client Update
← Prev1 of 3Next →
206(4)-1(a)(1)Needs a decision
Claim that something is free of risk.
In the document
…Our risk-free income strategy delivers consistent results… Show me →
What to do
Remove, or state the specific risk being addressed and what remains.
Suggest changeFalse positive
206(4)-1(d)Change suggested
Fee reference — check the disclosure is complete and current.
Change suggested by Dana Reyes — Checked against the current ADV; wording is accurate.
These checks are a starting point, not a verdict. Read the whole piece before you decide. Clearing every item above is not the same as the material being compliant, and your approval is the record — not this list.
Your website is an advertisement, too.
Under the SEC Marketing Rule (206(4)-1), your public website is an advertisement, and Rule 204-2(a)(11) means keeping a copy of what you publish. Turret captures your pages on a schedule and saves a dated version whenever one changes, included with Email and with Marketing.
See Website archivingExample/website-archive
12
Pages tracked
48
Captures stored
2h ago
Last capture
7 yr
Retention
Pages12 pages
▸
/disclosures
4 versions
Active
/disclosures
Content changed · Jul 14, 2026
View capture ↗View HTML ↗
/disclosures
Content changed · Apr 2, 2026
View capture ↗View HTML ↗
/disclosures
Initial capture · Jun 8, 2025
View capture ↗View HTML ↗
▸/9 versionsActive
▸/form-adv-part-25 versionsActive
▸/team3 versionsActive
Frequently asked questions
The questions that usually decide a purchase. There are more on the full FAQ.
Which product do I need?
Email if your obligation is keeping and supervising your firm's email. Marketing if you need advertising reviewed, approved and kept on file under the Marketing Rule; it needs no email connection. Complete if you need both; it costs less than buying the two separately. Website archiving comes with all three.
Can I buy Marketing without Email?
Yes. Marketing is sold on its own and needs no email connection. Your team submits pieces for review in Turret, and website archiving is included. You can add Email later from Settings, and the bundle saving applies automatically.
Does Turret surveil inbound email or attachments?
No to both. Inbound mail is archived as a record, and patterns and alerts run on outbound mail only, on Google Workspace and Microsoft 365 alike. Attachments are archived with their name, type and size, but the text inside them is not scanned.
Why not just use Google Vault or Microsoft 365's own tools?
Google Vault and Microsoft 365 retention keep your mail and support eDiscovery. Microsoft sells supervision as Purview Communication Compliance, which needs Purview Suite / E5-level compliance licensing for each monitored user. Turret's difference is packaging and price: compliance patterns written for advisers, AI triage with a written reason, website archiving, a Marketing Rule workflow, and supervision and integrity reports, in one product at a published price that works the same on Google or Microsoft.
Is my card charged during the trial?
No. A card is required at the end of setup, and the first charge is on day 15. Cancel before then and you pay nothing.
What happens to your records if you cancel or stop paying? See the answer on the pricing page
The obligation is already yours. Setup takes about ten minutes.
Choose Email, Marketing or Complete. Email connects to Google Workspace or Microsoft 365 with one admin authorization, and Marketing has nothing to connect. Your card is taken at the end of setup, and nothing is charged for 15 days.