Alerts
AI-triaged outbound mail. Filter, escalate, resolve.
Email surveillance, archive, and SEC-compliant recordkeeping in one place. Built specifically for small RIA firms.
Most RIA firms patch together compliance with spreadsheets, PDFs, and IT consultants. It works until the SEC asks for records.
Enterprise compliance tools are built for broker-dealers with hundreds of employees. Their pricing reflects that.
Small firms need the same compliance posture for a fraction of the cost. That's what Turret is.
The components
Every surface below is the real product. Click, type, scrub — these aren't screenshots, they're the same components Compliance Officers use every day.
AI-triaged outbound mail. Filter, escalate, resolve.
Click a pattern below to see how Turret scores it — Claude Haiku.
Direct SEC Marketing Rule 206(4)-1 violation. "Absolutely guarantee" + "zero risk" are textbook prohibited language in adviser communications.
Material non-public information shared outside a research wall. Trigger for Reg FD review and likely escalation to legal/compliance counsel.
SSN-format match. Likely legitimate operational message, but unencrypted PII in transit warrants channel review for the firm's data-handling policy.
Explicit invitation to move business communications off the recordkeeping channel. Recordkeeping-rule (17a-4) risk; surface to CCO.
Full-text across 7-year retention. Postgres tsvector under the hood.
SHA-256 attestation across every archived message.
Every alert action recorded as an immutable activity row. Per-alert audit timeline at /alerts/:id. Cryptographic integrity attestation across the full archive.
Three steps from authorizing your Workspace to your reviewer seeing their first flagged email. About thirty minutes, end to end.
Authorize Turret to read outbound mail. About thirty minutes with a guided setup wizard — no IT lift required.
We scan outbound mail continuously and flag potential issues. AI triage rates each alert so reviewers see signal, not noise.
Your compliance team reviews each alert, marks the disposition, and escalates when needed. Every action is logged for audit defensibility.
Most surveillance products dump noise on your compliance officer. Turret hands them a prioritized list with explanations. Here's how it works.
AI Triage Assessment
92%
Email explicitly promises "absolutely guarantee double-digit returns" and claims "zero risk" — direct violations of SEC Marketing Rule 206(4)-1 prohibiting performance guarantees and misleading risk statements. This is not routine business language or a legal footer.
claude-haiku-4-5-20251001
2026-04-29 22:09:54 UTC
will absolutely guarantee double-digit returns this year. There's zero risk
AI Triage Assessment
5%
DHL tracking numbers are 10–11 digits; this appears to be a formatted tracking number coincidentally matching the credit card regex. No PCI/PII violation indicated.
claude-haiku-4-5-20251001
2025-08-22 01:00:31 UTC
Tracking number: 9012 3847 2910 4821
Two real outputs from Turret's AI triage. Confidence scores reflect genuine model output — we don't manufacture them for marketing.
Three capabilities the surveillance + archive + audit-log components above sit on top of — the pieces an examiner cares about when they ask "who can see this, and how is access controlled?"
Marketing rule violations. MNPI references. PII exposure. Off-channel signals. Pre-configured, extensible.
Invite your compliance consultant or fractional CCO. They review alerts and archive without ever touching your Workspace.
Google Workspace via Domain-Wide Delegation. We can read, we cannot send or modify. Revoke from your admin console at any time.
Three tiers, all with 7-year SEC-compliant archive and full audit log. Monthly billing, cancel anytime.
Up to 5 users.
Up to 10 users.
Unlimited users.
No. Turret connects via Google Workspace's standard admin controls. No agents, no browser extensions, no employee downloads.
Currently Google Workspace only. Microsoft 365 support is on the roadmap.
About 30 minutes for the initial Workspace authorization. Your historical scan completes in 1–3 hours depending on mail volume. We're with you on a screen-share for the first onboarding.
Turret captures, indexes, and preserves email per SEC Rule 204-2(a)(7). Export tools let you respond to information requests quickly. We're not a substitute for a compliance officer or attorney — we're the infrastructure that makes their job easier.
30-minute demo. No commitment.